0001204459-11-001861.txt : 20110708 0001204459-11-001861.hdr.sgml : 20110708 20110708163810 ACCESSION NUMBER: 0001204459-11-001861 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110708 DATE AS OF CHANGE: 20110708 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TEJON RANCH CO CENTRAL INDEX KEY: 0000096869 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 770196136 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-17105 FILM NUMBER: 11959638 BUSINESS ADDRESS: STREET 1: 4436 LEBEC ROAD STREET 2: PO BOX 1000 CITY: LEBEC STATE: CA ZIP: 93243 BUSINESS PHONE: 6612483000 MAIL ADDRESS: STREET 1: 4436 LEBEC RD STREET 2: PO BOX 1000 CITY: LEBEC STATE: CA ZIP: 93243 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Aletheia Research & Management, Inc. CENTRAL INDEX KEY: 0001302506 IRS NUMBER: 954647814 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD STREET 2: SUITE 960 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-899-0800 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD STREET 2: SUITE 960 CITY: SANTA MONICA STATE: CA ZIP: 90401 SC 13G 1 sch13g.htm SCHEDULE 13G Aletheia Research And Management, Inc.: Schedule 13G - Filed by newsfilecorp.com

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. __)

TEJON RANCH CO.
(Name of Issuer)

Common Stock
(Title and Class of Securities)

879080109
(CUSIP Number)

June 30, 2011
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this schedule is filed:

[X] Rule 13d-1(b)
[   ] Rule 13d-1(c)
[   ] Rule 13d-1(d)

     

CUSIP No. 879080109

 

Page 2 of 6 Pages

   
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NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS

  


ALETHEIA RESEARCH AND MANAGEMENT, INC., IRS number 95-4647814, as general partner of various limited partnerships and on behalf of various managed accounts.

  
   
 
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)   [   ]
(b)   [   ]

 
 
3

SEC USE ONLY

 

 

  
 
4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

California

 
 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5

SOLE VOTING POWER

  

2,018,269
6

SHARED VOTING POWER

 

0
7

SOLE DISPOSITIVE POWER

  

2,018,269
8

SHARED DISPOSITIVE POWER

 

0
9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,018,269
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES    [   ]

 

 
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

10.2%

12

TYPE OF REPORTING PERSON

 

Aletheia Research and Management, Inc.- IA

 

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CUSIP No. 879080109

 

Page 3 of 6 Pages

   
Item 1(a). Name of Issuer:
   
  Tejon Ranch Co.
   
Item 1(b). Address of Issuer's Principal Executive Offices:
   
  P.O. Box 1000, Lebec, California 93243
   
Item 2(a). Name of Person Filing:
   
  Aletheia Research and Management, Inc.
   
Item 2(b). Address of Principal Business Office or, if None, Residence:
   
  100 Wilshire Boulevard, Suite 1900, Santa Monica, CA 90401
   
Item 2(c). Citizenship:
   
  Not Applicable.
   
Item 2(d). Title of Class of Securities:
   
  Class A Common Stock
   
Item 2(e). CUSIP Number:
   
  879080109

Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

(a)

[   ] Broker or Dealer registered under Section 15 of the Act.
     

(b)

[   ] Bank as defined in Section 3(a)(6) of the Act.
     

(c)

[   ] Insurance Company as defined in Section 3(a)(19) of the Act.
     

(d)

[   ] Investment Company registered under Section 8 of the Investment Company Act.
     

(e)

[X] Investment Adviser registered in accordance with Rule 13d-1(b)(1)(ii)(E).

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CUSIP No. 879080109

 

Page 4 of 6 Pages

     

(f)

[   ] Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F).
     

(g)

[   ] Parent Holding Company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
     

(h)

[   ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
     

(i)

[   ] A church plan that is excluded from the definition of an investment company under Section 3(c) (14) of the Investment Company Act of 1940.
     

(j)

[   ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
     
    If this Statement is filed pursuant to Rule 13d-1(c), check this box [   ].
   
Item 4. Ownership.
  (a) Amount beneficially owned: 2,018,269
     
  (b) Percent of Class: 10.2%
     
  (c) Number of Shares as to which the person has:
       
    (i) Sole power to vote or to direct the vote: 2,018,269
       
    (ii) Shared power to vote or to direct the vote: 0
       
    (iii) Sole power to dispose or to direct the disposition of: 2,018,269
       
    (iv) Shared Power to dispose or to direct the disposition of: 0

* See Disclaimer of Beneficial Ownership

Item 5. Ownership of Five Percent or Less of a Class.
   
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [ ].
   
Item 6 Ownership of More than Five Percent on Behalf of Another Person.
   
Various accounts and funds managed by the reporting person have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities held in their respective accounts. To the knowledge of the reporting person, the interest of any one such account does not exceed 5% of the class of securities.
   
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
   
  Not Applicable.

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CUSIP No. 879080109

 

Page 5 of 6 Pages

   
Item 8. Identification and Classification of Members of the Group.
   
  Not Applicable
   
Item 9. Notice of Dissolution of Group.
   
  Not Applicable.
   
Item 10. Certification.
   
  By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

Date: July 8, 2011 ALETHEIA RESEARCH AND MANAGEMENT, INC.

  By: /s/ Peter J. Eichler, Jr.
        Name: Peter J. Eichler, Jr.
        Title: Chief Executive Officer

5

EXHIBIT A

DISCLAIMER OF BENEFICIAL OWNERSHIP

Tejon Ranch Co.
Common Stock
2,018,269 shares

Aletheia Research and Management, Inc. (“Aletheia”) is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940, as amended, and serves in such capacity for a number of managed accounts and funds. In its role as an investment advisor or manager, Aletheia possesses investment and/or voting power over the securities of the Issuer as described in this schedule. Aletheia disclaims beneficial ownership of a portion of such securities to the extent that it has no pecuniary interest therein. Accordingly, the filing of this Schedule 13G shall not be construed as an admission that the reporting person or any of its affiliates is the beneficial owner of any securities covered by this Schedule 13G for any purposes other than Section 13(a) of the Securities Exchange Act of 1934.

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